SFC Licences of LIM Lina Poh Imm 林寶音

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 9 21 October 2020
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 9 17 June 2011 27 November 2011
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 4 17 June 2011 27 November 2011
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RO 9 03 November 2009 17 June 2011
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RO 4 03 November 2009 17 June 2011
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 4 29 July 2008 03 November 2009
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 9 29 July 2008 03 November 2009