SFC Licences of NG Yin Ching 吳彥澄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 August 2014 | 09 July 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 October 2012 | 09 August 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 31 July 2008 | 09 October 2012 |