SFC Licences of HO Wang Kei, David 何宏基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 June 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 August 2009 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 October 2008 | 15 August 2009 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 29 July 2008 | 16 October 2008 |