SFC Licences of TSANG Yat Shing 曾日昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 September 2023 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 September 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 August 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 October 2012 | 31 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 October 2012 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 21 February 2011 | 04 October 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 17 November 2008 | 17 June 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 17 November 2008 | 17 June 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 July 2008 | 04 October 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 July 2008 | 04 October 2012 |