SFC Licences of MOK Wing Yi 莫頴宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | RE | 4 | 24 August 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 29 July 2009 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2008 | 21 July 2009 |