SFC Licences of KWOK Ka Lok, Stanley 郭家洛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 22 December 2023
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 22 December 2023
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 22 December 2023
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 03 June 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 03 June 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 1 03 June 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 06 December 2018 03 June 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 06 December 2018 03 June 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 11 October 2018 03 June 2019
Double Haven Capital (Hong Kong) Limited RE 9 14 March 2012 02 October 2018
NewSmith Capital Partners (Hong Kong) Limited RE 9 10 September 2008 31 October 2008
NewSmith Capital Partners (Hong Kong) Limited RE 4 10 September 2008 31 October 2008