SFC Licences of TAN Yew Kiat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 08 July 2024 | |
UBS Securities Asia Limited | RE | 1 | 29 January 2024 | 02 February 2024 |
UBS Securities Asia Limited | RE | 1 | 16 May 2023 | 19 May 2023 |
UBS Securities Asia Limited | RE | 1 | 10 February 2014 | 13 October 2021 |
UBS Securities Asia Limited | RE | 1 | 01 September 2008 | 29 December 2008 |