SFC Licences of MIDDLETON Edward Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 | RE | 6 | 08 November 2021 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 6 | 23 March 2020 | 30 June 2020 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 4 | 23 March 2020 | 30 June 2020 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 1 | 23 March 2020 | 30 June 2020 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 04 May 2018 | 23 March 2020 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 04 May 2018 | 23 March 2020 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 04 May 2018 | 23 March 2020 |