SFC Licences of TSE Wai Yee, May 謝慧儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 05 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 05 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 2 27 March 2018 19 July 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 27 June 2016 27 March 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 June 2016 05 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 27 June 2016 05 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 01 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 18 April 2013 01 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 18 April 2013 01 January 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 18 April 2013 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 28 February 2013 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 28 February 2013 18 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 February 2013 18 April 2013