SFC Licences of KWONG Joanne Ting 鄺玉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 4 | 23 November 2020 | |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 1 | 23 November 2020 | |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 25 August 2008 | 12 June 2011 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 25 August 2008 | 12 June 2011 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 25 August 2008 | 12 June 2011 |