SFC Licences of TONG Lai Kin 湯澧鍵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 27 December 2012 | 29 January 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 07 December 2012 | 29 January 2019 |
Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 14 January 2011 | 01 December 2012 |
SynerWealth Financial Limited 匯心金融有限公司 | RE | 1 | 08 March 2010 | 13 January 2011 |
Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 22 September 2008 | 06 March 2010 |