SFC Licences of POTTER Simon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nanjia Capital Limited | RO | 1 | 12 April 2018 | 13 April 2022 |
| Nanjia Capital Limited | RO | 9 | 20 October 2016 | |
| orientiert International Markets Limited | RE | 9 | 25 June 2015 | 10 April 2016 |
| orientiert International Markets Limited | RE | 1 | 25 June 2015 | 10 April 2016 |
| Parry International Trading Limited | RE | 1 | 14 February 2014 | 10 April 2015 |
| Parry Capital Management Limited | RE | 9 | 14 February 2014 | 10 April 2015 |
| orientiert International Markets Limited | RE | 9 | 06 February 2013 | 31 January 2014 |
| orientiert International Markets Limited | RE | 4 | 06 February 2013 | 31 January 2014 |
| orientiert International Markets Limited | RE | 1 | 06 February 2013 | 31 January 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 August 2011 | 01 January 2013 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 05 July 2011 | 11 October 2012 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 05 July 2011 | 11 October 2012 |
| orientiert International Markets Limited | RE | 1 | 24 September 2008 | 31 May 2011 |
| orientiert International Markets Limited | RE | 4 | 24 September 2008 | 31 May 2011 |
| orientiert International Markets Limited | RE | 9 | 24 September 2008 | 31 May 2011 |