SFC Licences of WANG Xiaodi 王曉滌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 23 April 2014 | 27 January 2017 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 17 July 2012 | 18 January 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 June 2011 | 28 March 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 13 October 2008 | 03 May 2011 |