SFC Licences of AUGER Kevin D'arcy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited RE 1 10 September 2008 13 April 2009
Wells Fargo Securities Asia Limited RE 4 10 September 2008 13 April 2009
Wells Fargo Securities Asia Limited RE 6 10 September 2008 13 April 2009
Wells Fargo Securities Asia Limited RE 9 10 September 2008 13 April 2009