SFC Licences of TANG Wang Kit 鄧宏杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RE | 9 | 06 January 2017 | 05 June 2020 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 16 May 2014 | 30 January 2024 |
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 11 October 2013 | 30 January 2024 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 11 October 2013 | 30 January 2024 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 November 2009 | 01 October 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 08 July 2009 | 01 October 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 08 July 2009 | 01 October 2013 |
Hung Sing Futures Limited 鴻昇期貨有限公司 | RE | 2 | 29 December 2008 | 12 June 2009 |
Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 29 December 2008 | 12 June 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 September 2008 | 17 December 2008 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 16 September 2008 | 17 December 2008 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 September 2008 | 17 December 2008 |