SFC Licences of LAM Man Ho 林文浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 | RE | 1 | 06 October 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 05 May 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 March 2017 | 05 May 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 March 2017 | 02 October 2017 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 03 May 2016 | 29 October 2016 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 11 March 2015 | 29 October 2016 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 11 June 2014 | 18 February 2015 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 09 January 2012 | 06 November 2013 |
| orientiert XYZ Securities Limited | RE | 1 | 15 June 2011 | 11 July 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 December 2009 | 01 May 2011 |
| Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 10 November 2008 | 01 November 2009 |