SFC Licences of KIM Bum Suk 金範錫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 02 May 2014 29 November 2014
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 02 May 2014 29 November 2014
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 02 May 2014 29 November 2014
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 02 May 2014 29 November 2014
Quam Securities Limited 華富建業證券有限公司 RE 2 14 March 2013 17 April 2014
Quam Securities Limited 華富建業證券有限公司 RE 9 24 September 2012 17 April 2014
Quam Securities Limited 華富建業證券有限公司 RE 4 24 September 2012 17 April 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 24 September 2012 17 April 2014
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 08 March 2011 03 September 2012
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 02 October 2008 03 September 2012