SFC Licences of KIM Bum Suk 金範錫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 02 May 2014 | 29 November 2014 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 02 May 2014 | 29 November 2014 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 02 May 2014 | 29 November 2014 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 02 May 2014 | 29 November 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 14 March 2013 | 17 April 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 24 September 2012 | 17 April 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 24 September 2012 | 17 April 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 September 2012 | 17 April 2014 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 08 March 2011 | 03 September 2012 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 02 October 2008 | 03 September 2012 |