SFC Licences of TSANG Dick Yue, Dickie 曾滌瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 11 October 2010 | 04 April 2011 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 11 October 2010 | 04 April 2011 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 11 October 2010 | 04 April 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 31 May 2010 | 04 October 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 June 2009 | 04 October 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 May 2009 | 04 October 2010 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 23 October 2008 | 10 March 2009 |