SFC Licences of WAN Siu Yung 溫少勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 September 2016 | 02 October 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 27 May 2010 | 30 September 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 October 2008 | 30 September 2013 |