SFC Licences of CHU Siu Fan 朱小芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Selina & Co. Limited 永高證券有限公司 | RO | 1 | 17 January 2018 | 10 December 2018 |
| Selina & Co. Limited 永高證券有限公司 | RE | 1 | 22 August 2017 | 17 January 2018 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 15 June 2016 | 07 July 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 15 June 2016 | 07 July 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 21 March 2016 | 10 June 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 March 2016 | 10 June 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 10 June 2010 | 01 April 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 October 2008 | 10 June 2010 |