SFC Licences of TAO Kwok King 陶國璟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 16 October 2012 | 17 March 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 16 October 2012 | 17 March 2013 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 21 March 2012 | 08 June 2012 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 March 2012 | 08 June 2012 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 09 March 2010 | 03 September 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 March 2010 | 03 September 2011 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 9 | 14 September 2009 | 01 March 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 21 January 2009 | 01 March 2010 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 21 January 2009 | 01 March 2010 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 21 November 2008 | 13 January 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 October 2008 | 13 January 2009 |