SFC Licences of LIM Tien Hoe 林天河
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marex Hong Kong Limited | RE | 2 | 01 March 2011 | 29 July 2011 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 10 December 2008 | 23 April 2010 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 13 October 2008 | 02 June 2009 |