SFC Licences of TANG Chi Kwan 鄧智君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 28 July 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 28 January 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 11 November 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 November 2021
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 26 September 2013 03 June 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 03 June 2010 19 July 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 17 November 2008 03 June 2010