SFC Licences of TANG Chi Kwan 鄧智君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 28 July 2023 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 28 January 2022 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 11 November 2021 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 November 2021 | |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 26 September 2013 | 03 June 2014 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 03 June 2010 | 19 July 2014 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 17 November 2008 | 03 June 2010 |