SFC Licences of YUEN Chi Kwong 袁志光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion International Securities Group Limited 獅子國際證券集團有限公司 | RO | 4 | 07 March 2018 | |
Lion International Securities Group Limited 獅子國際證券集團有限公司 | RO | 1 | 07 March 2018 | |
Suncorp Securities Limited 新確證券有限公司 | RO | 1 | 16 March 2017 | 05 January 2018 |
BMI Securities Limited 邦盟滙駿證券有限公司 | RO | 1 | 01 April 2016 | 30 September 2016 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RO | 1 | 01 April 2016 | 30 September 2016 |
Hafoo Securities Limited 哈富證券有限公司 | RO | 1 | 27 September 2012 | 29 February 2016 |
Wilson Securities Limited 滙生證券有限公司 | RO | 4 | 12 July 2010 | 16 May 2014 |
Wilson Securities Limited 滙生證券有限公司 | RO | 1 | 12 July 2010 | 16 May 2014 |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 03 May 2010 | 12 July 2010 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 03 May 2010 | 12 July 2010 |
Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 25 January 2010 | 27 September 2012 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 20 November 2008 | 11 May 2009 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 20 November 2008 | 11 May 2009 |