SFC Licences of WONG Cho Wai 黃祖維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 12 May 2009 | 19 August 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 27 October 2008 | 09 April 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 October 2008 | 09 April 2009 |