SFC Licences of LO Chi Hang 盧致恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
orientiert XYZ Securities Limited RO 2 01 March 2019 06 April 2023
AMTD Wealth Management Solutions Group Limited RO 9 07 June 2017 27 December 2023
AMTD Wealth Management Solutions Group Limited RO 4 07 June 2017 27 December 2023
AMTD Wealth Management Solutions Group Limited RO 1 07 June 2017 27 December 2023
orientiert International Markets Limited RO 9 30 August 2016 06 April 2023
orientiert International Markets Limited RO 4 30 August 2016 06 April 2023
orientiert International Markets Limited RO 1 30 August 2016 06 April 2023
orientiert XYZ Securities Limited RO 9 07 April 2016 06 April 2023
orientiert XYZ Securities Limited RO 4 07 April 2016 06 April 2023
orientiert XYZ Securities Limited RO 1 07 April 2016 06 April 2023
orientiert XYZ Securities Limited RE 9 30 December 2015 07 April 2016
orientiert XYZ Securities Limited RE 4 30 December 2015 07 April 2016
orientiert XYZ Securities Limited RE 1 30 December 2015 07 April 2016
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 16 February 2012 11 December 2015
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 20 September 2010 11 December 2015
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 20 September 2010 11 December 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 05 November 2008 02 September 2009
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 05 November 2008 02 September 2009