SFC Licences of YANG Yen-Ju 楊燕如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 01 March 2019 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 01 March 2019 | |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 | RE | 9 | 18 May 2010 | 10 April 2017 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 March 2009 | 16 December 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 December 2008 | 16 December 2009 |