SFC Licences of LO Lok Kin 羅樂健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 09 February 2010 | 10 February 2010 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 09 February 2010 | 10 February 2010 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 4 | 11 May 2009 | 10 February 2010 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 01 December 2008 | 03 March 2009 |