SFC Licences of LEUNG Ka Man 梁嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand China Securities Limited 華業證券有限公司 | RE | 1 | 23 October 2019 | 31 December 2022 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 20 June 2012 | 01 September 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 June 2012 | 01 September 2018 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 18 May 2010 | 22 May 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 May 2010 | 22 May 2013 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 03 May 2010 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 19 November 2008 | 03 May 2010 |