SFC Licences of KOH Poh Soon 許寶順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 2 | 20 July 2009 | 01 June 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 20 July 2009 | 01 June 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 28 November 2008 | 20 July 2009 |