SFC Licences of LIU Wen-Yu 劉文昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 09 April 2009 | 30 November 2009 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 09 April 2009 | 30 November 2009 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 23 December 2008 | 31 March 2009 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 23 December 2008 | 31 March 2009 |