SFC Licences of LAM Wing Him 林永謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 15 July 2009 | 21 May 2011 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 18 June 2009 | 21 May 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 05 December 2008 | 28 February 2009 |