SFC Licences of KO So Sum 高素心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wing Fung Securities Limited 永豐證券有限公司 RE 1 29 December 2009 19 January 2010
Nerico Brothers Limited RE 1 15 January 2009 12 March 2009