SFC Licences of NG Siu Wai 吳少維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 May 2011 | 11 May 2013 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 2 | 13 November 2009 | 29 September 2010 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 4 | 02 January 2009 | 29 September 2010 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 02 January 2009 | 29 September 2010 |