SFC Licences of ZHAO Fengkuan 趙鳳寬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovation Capital Co., Limited 鼎新資本有限公司 | RO | 6 | 21 September 2022 | |
| VS Capital Limited 勝利資本有限公司 | RO | 6 | 26 February 2020 | 11 August 2020 |
| VS Capital Limited 勝利資本有限公司 | RE | 6 | 15 January 2020 | 26 February 2020 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RO | 6 | 13 February 2017 | 17 July 2019 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 27 May 2016 | 17 July 2019 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 27 May 2016 | 13 February 2017 |
| Seekers Markets Limited 中南金融有限公司 | RE | 1 | 25 February 2016 | 30 April 2016 |
| Seekers Markets Limited 中南金融有限公司 | RO | 6 | 09 August 2013 | 30 April 2016 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 6 | 11 February 2011 | 16 May 2013 |
| Upbest Assets Management Limited 美建管理有限公司 | RE | 9 | 13 January 2009 | 06 February 2011 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 13 January 2009 | 06 February 2011 |