SFC Licences of CHEN Yi Ming 陳一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 22 December 2014 | 06 May 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 December 2014 | 06 May 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 December 2014 | 06 May 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 December 2014 | 06 May 2016 |
| Celera Markets Limited 晟雷市場有限公司 | RE | 1 | 05 February 2009 | 01 September 2013 |
| Celera Markets Limited 晟雷市場有限公司 | RE | 2 | 05 February 2009 | 28 December 2011 |