SFC Licences of MOORE Ashley Spencer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 16 February 2015 | 16 November 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 16 February 2015 | 16 November 2015 |
| GFI (HK) Securities L.L.C. | RE | 7 | 02 October 2013 | 13 October 2014 |
| GFI (HK) Securities L.L.C. | RE | 1 | 02 October 2013 | 13 October 2014 |
| De Riva Asia Limited | RE | 2 | 19 September 2012 | 26 June 2013 |
| De Riva Asia Limited | RE | 1 | 19 September 2012 | 26 June 2013 |
| Qantex Capital Markets Limited | RE | 2 | 09 December 2009 | 01 December 2011 |
| GFI (HK) Securities L.L.C. | RE | 1 | 14 January 2009 | 07 December 2009 |