SFC Licences of PONG Chui Ming 龐翠明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 1 | 06 April 2016 | 20 March 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 13 June 2013 | 25 March 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 13 June 2013 | 25 March 2016 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 17 December 2012 | 02 June 2013 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 17 December 2012 | 02 June 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 19 January 2011 | 27 November 2012 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 19 January 2011 | 27 November 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 25 June 2009 | 17 January 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 06 February 2009 | 17 January 2011 |