SFC Licences of LAU Wai Man 劉偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 January 2015 | 29 March 2019 |
| Nerico Brothers Limited | RE | 1 | 29 October 2014 | 18 December 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 31 December 2010 | 18 March 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 31 December 2010 | 18 March 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 31 December 2010 | 18 March 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 23 February 2010 | 10 December 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 October 2009 | 10 December 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 February 2009 | 10 December 2010 |