SFC Licences of LO Hoi Yee 盧凱怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Immensus Capital Investment Management (HK) Limited | RO | 9 | 11 August 2021 | |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 23 August 2019 | 25 September 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 23 August 2019 | 25 September 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 23 August 2019 | 21 August 2020 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 | RE | 4 | 30 May 2016 | 16 February 2017 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 | RE | 1 | 30 May 2016 | 16 February 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 January 2009 | 24 February 2009 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 06 January 2009 | 24 February 2009 |