SFC Licences of WONG Shing Him 黃成謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SynerWealth Financial Limited 匯心金融有限公司 | RE | 1 | 04 January 2010 | 20 February 2012 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 23 March 2009 | 26 November 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 23 March 2009 | 26 November 2009 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 14 January 2009 | 09 March 2009 |