SFC Licences of LING Cheuk Wing Henry 凌卓榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RE 9 31 October 2023
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RO 9 14 June 2019 31 October 2023
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 9 25 July 2014 01 March 2017
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 4 25 July 2014 01 March 2017
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 25 July 2014 01 March 2017
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 25 July 2014 01 March 2017
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 25 July 2014 01 March 2017
Quam Securities Limited 華富建業證券有限公司 RE 2 31 May 2011 21 June 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 10 February 2010 21 June 2014
Quam Securities Limited 華富建業證券有限公司 RE 9 17 December 2009 21 June 2014
Quam Securities Limited 華富建業證券有限公司 RE 4 17 December 2009 21 June 2014
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 RE 9 02 February 2009 23 November 2009
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 RE 4 02 February 2009 23 November 2009