SFC Licences of KWOK Shek San 郭錫燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 10 July 2013 | 18 July 2014 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 10 July 2013 | 18 July 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 01 August 2011 | 21 June 2013 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 01 August 2011 | 21 June 2013 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 06 March 2009 | 11 July 2011 |