SFC Licences of PURI Sumit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 30 July 2014 | 16 January 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 July 2014 | 16 January 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 April 2012 | 26 March 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 20 April 2011 | 26 March 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 April 2011 | 26 March 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 30 January 2009 | 16 March 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 January 2009 | 16 March 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 January 2009 | 16 March 2011 |