SFC Licences of WU Jie 吳杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 26 August 2022 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 16 January 2009 | 31 January 2010 |