SFC Licences of ROWE Damian Marcus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 21 January 2020 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 20 May 2014 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 20 May 2014 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 20 August 2013 | 20 May 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 20 August 2013 | 20 May 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 January 2009 | 12 April 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 20 January 2009 | 12 April 2010 |