SFC licenceholder ASH901 ROWE Damian Marcus

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 02 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [6] (Advising on Corporate Finance) 21 January 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 20 May 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 August 2013 20 May 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 20 January 2009 12 April 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 20 January 2009 12 April 2010