SFC Licences of ROWE Damian Marcus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 21 January 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 4 20 May 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 1 20 May 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 20 August 2013 20 May 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 20 August 2013 20 May 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 January 2009 12 April 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 20 January 2009 12 April 2010