SFC Licences of NG Ka Lun, Galant 吳嘉倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 02 November 2011 06 June 2014
Safari Asia Limited 十八里亞洲有限公司 RE 9 14 March 2011 14 September 2011
Safari Asia Limited 十八里亞洲有限公司 RE 4 14 March 2011 14 September 2011
Haitong International Research Limited 海通國際研究有限公司 RE 4 17 November 2009 01 March 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 26 February 2009 20 May 2009
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 26 February 2009 20 May 2009
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 26 February 2009 20 May 2009
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 26 February 2009 20 May 2009