SFC Licences of NG Ka Lun, Galant 吳嘉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 02 November 2011 | 06 June 2014 |
Safari Asia Limited 十八里亞洲有限公司 | RE | 9 | 14 March 2011 | 14 September 2011 |
Safari Asia Limited 十八里亞洲有限公司 | RE | 4 | 14 March 2011 | 14 September 2011 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 17 November 2009 | 01 March 2011 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 26 February 2009 | 20 May 2009 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 26 February 2009 | 20 May 2009 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 26 February 2009 | 20 May 2009 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 26 February 2009 | 20 May 2009 |