SFC Licences of COOK III Thomas Crawford
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 12 February 2010 | 07 September 2010 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 29 January 2009 | 21 April 2009 |