SFC Licences of LEE Axel Syng 李陞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 November 2015 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 28 August 2015 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 28 August 2015 | |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 28 August 2015 | |
| Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 12 March 2012 | 17 August 2015 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 03 February 2012 | 17 August 2015 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 17 March 2010 | 27 December 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 January 2009 | 27 February 2010 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 29 January 2009 | 27 February 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 January 2009 | 27 February 2010 |