SFC Licences of LAU Alan John Yan Lun 劉恩倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 18 August 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 24 June 2013 | 18 August 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 June 2013 | 18 August 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 June 2013 | 10 October 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 February 2009 | 07 June 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 February 2009 | 07 June 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 February 2009 | 07 June 2013 |